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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-23 |
| TN | RA | APPROVED | 2021-02-18 |
| TX | RA | APPROVED_RES | 2021-02-16 |
Branch Locations
901 Neal Street, Suite 201, Cookeville, TN 38501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cookeville | TN | 08/2000 | 02/2021 |
| Robert W. Baird & Co Inc | Cookeville | TN | 02/2021 | Present |
1. LITTLE FISH PROPERTIES, LLC. REAL ESTATE DEVELOPMENT. NOT INVESTMENT-RELATED. START DATE 1/15/04. TWO HOURS PER MONTH. CHIEF MANAGER. Name and Address: TaylorMade Signs Inc. 562 Mountain Top Lane Cookeville TN 38506 Start Date: 11/1/09 Hours Spent: 0-1 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Owner/Proprietor Sign making Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-29 |
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