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Steven Paul Crispigna

Harbour Investments, Inc.

Green Bay, WI

CRD 1067941

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Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1989-10-26
  • WI RA
    APPROVED
    Since 1989-10-26

Branch Locations

2131 S. Webster Avenue #200, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments, Inc. Madison WI 10/1989 Present
Crispigna Financial Green Bay WI 10/1989 Present
Other Businesses

1)Crispigna Financial Services - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)McVean Trading Company | 850 Ridge Lake Blvd, Suite 1, Memphis, TN 38120 | Associate | Description: Commodities trader | Beginning 8/1990 | 2 hours per month, 1 during trading hours | Paid position | Not investment related 4)Sammy's Pizza | 2161 S Oneida Street, Green Bay, WI 54304 | Owner | Description: Own pizza restaurant | Beginning Early 2000s | 0 hours per month, 0 during trading hours | Unpaid | Not investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-10-18
  • S63 Uniform Securities Agent State Law Examination
    1982-10-18
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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