Joseph Thomas Murphy

Current Employers

Employment History

• 05/2011 → 09/2016
  Lpl Financial
  Charlotte, NC
• 05/2011 → 09/2016
  First Niagara Securities
  Manchester, CT
• 09/2016 → 12/2017
  Key Investment Services Llc
  Manchester, CT
• 12/2017 → 11/2019
  Infinex Investments, Inc.
  Meriden, CT
• 12/2017 → 11/2019
  United Bank
  Hartford, CT
• 11/2019 → Present
  Lpl Financial Llc
  Glastonbury, CT

Previous Registrations

• 2017-12-04 → 2019-11-18
  Osaic Institutions, Inc.
  Hartford, CT
  Hartford, CT
  Hartford, CT
• 2016-09-21 → 2017-12-11
  Key Investment Services Llc
  Manchester, CT
  Manchester, CT
• 2011-05-31 → 2016-09-21
  Lpl Financial Llc
  Manchester, CT
  Manchester, CT
  Manchester, CT
  Columbia, CT
  Hebron, CT
  Manchester, CT
  Manchester, CT
  Fort Mill, SC
  Manchester, CT
  East Hartford, CT
  Manchester, CT
  East Hartford, CT
  Glastonbury, CT
  West Hartford, CT
  East Hartford, CT
• 2007-04-13 → 2009-12-11
  Connecticut Investment Management
  New Haven, CT
• 2005-01-24 → 2007-04-05
  Newalliance Investments, Inc.
  Storrs, CT
  Chicopee, MA
  Manchester, CT
  South Windsor, CT
  Dayville, CT
  Southwick, MA
  Manchester, CT
  Old Saybrook, CT
  New Haven, CT
  Glastonbury, CT
  East Haven, CT
  West Haven, CT
  Woodbridge, CT
  Hartford, CT
  North Haven, CT
  Wallingford, CT
  Stratford, CT
  Stamford, CT
  East Hartford, CT
  Orange, CT
  Madison, CT
  Hamden, CT
  Wethersfield, CT
  West Springfield, MA
  Vernon, CT
  Manchester, CT
  Wethersfield, CT
  East Hartford, CT
  Glastonbury, CT
  Mansfield, CT
  Manchester, CT
  Storrs, CT
  South Windsor, CT
  Enfield, CT
  Southwick, MA
  Vernon, CT
  Hebron, CT
  Dayville, CT
  West Springfield, MA
  East Windsor, CT
  East Windsor, CT
• 2000-03-23 → 2004-04-01
  Osaic Institutions, Inc.
  Manchester, CT

Other Businesses

1) 11/07/2019 - GATEWAY FINANCIAL PARTNERS - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 150 hr/mth 2) 11/07/2019 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 11/2019 - 10 hr/mth 3) 11/12/2025 - Clearbridge Capital Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2025 - 5 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-16
• S63 Uniform Securities Agent State Law Examination
  1985-06-13

Designations