Paul Dennis Way

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 11/2021
  Stephens
  Columbia, SC
• 12/2021 → Present
  Lpl Financial, Llc
  Columbia, SC
• 12/2021 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2010-09-10 → 2022-01-06
  Stephens
  Columbia, SC
• 2009-06-01 → 2010-09-21
  Morgan Stanley
  Columbia, SC
• 1992-05-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Columbia, SC
  Columbia, SC

Other Businesses

1. 12/13/2021 - WAY AND WAY/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ COLUMBIA, SC 2. 12/27/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 05/10/2021 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisory Alliance, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-09-02
• S63 Uniform Securities Agent State Law Examination
  1982-10-25

Other Names

• Paul Dennis Way
• Dennis Way