Betsy Jane Gootrad

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Oppenheimer & Co. Inc.
  New York, NY

Other Businesses

1. EVA PARTNERS. BUSINESS: REAL ESTATE INVESTMENT. ADDRESS: 44 E. 80TH ST., APT 15B, NY, NY 10028. I AM A LIMITED MEMBER IN FAMILY PARTNERSHIP. I HAVE NO DUTIES FOR ABOVE, AND SPEND 0 HOURS WORKING FOR IT. I HAVE NO INVESTMENT AUTHORITY. THE PARTNERSHIP IS DATED: 3/3/1983 (START DATE). 2. CNST PARTNERS. 44 E 80TH STREET, NY, NY 10028. BUSINESS IS: REAL ESTATE INVESTMENT. POSITION/TITLE/RELATIONSHIP- LIMITED MEMBER OF PRIVATE FAMILY PARTNERSHIP AS OF 10/1/1986. OPCO HAS [REDACTED] CNST PARTNERS. I AM FA OF RECORD HELPING MANAGE FUNDS NOT CURRENTLY INVESTED. BUT NO TRADING AUTHORITY WHICH LIES WITH GENERAL PARTNER. I HAVE NO DUTIES AND SPEND ZERO HOURS DEVOTED TO THIS BUSINESS DIRECTLY. 3. NASUBET I, LLC-I AM MANAGER AND PERSONAL REPRESENTATIVE,THE ESTATE OF HAROLD GOOTRAD(MY FATHER).NASUBET I IS A PRIVATE LLC IN THE BUSINESS OF SELLING ART BELONGING TO MY FATHER,HAROLD GOOTRAD,DECEASED.MY ASSOCIATION BEGAN 11/1/21.MY INTEREST IS .5% AS AS PERSONAL REPRESENTATIVE OF THE ESTATE OF HAROLD GOOTRAD,98.5%-OTHER INTEREST HELD:NANCY GOOTRAD(SISTER)0.5%/SUSAN GOOTRAD(SISTER)0.5%.MY SISTERS(ABOVE) AND I ARE ONE THRIRD BENEFICIARIES OF ANY PROCEEDS.ADDRESS OF LLC IS MY PERSONAL RESIDENCE-HOURS/MONTH 2 HOURS NOT DURING BUSINESS HOURS. 4. NASUBET II-I AM MANAGER OF NASUBET II,A PRIVATE LLC IN THE BUSINESS OF SELLING ART BELONGING TO MY FATHER HAROLD GOOTRAD,DECEASED.MY ASSOCIATION BEGAN 10/10/21.MY LLC IS LOCATED AT MY PRIVATE RESIDENCE.MY INTEREST PERSONALLY IS 0.0181% AS TRUSTEE OF THE 1995 HAROLD GOOTRAD DESCENDANTS TRUST:99.9457% OTHER INTEREST HELD-NANCY GOOTRAD(SISTER)0.0181%/SUSAN GOOTRAD(SISTER)0.0181%.TIME SPENT/MONTH:2-3 HOURS NOT DURING BUSINESS OURS. I AM 1/3 BENEFICIARY OF ANY PROCEEDS ALONG WITH MY SISTERS NANCY GOOTRAD&SUSAN GOOTRAD. 5. THE 1995 HAROLD GOOTRAD DESCENDANTS TRUST-I AM TRUSTEE OF TEH 1995 HAROLD GOOTRAD DESCENDANTS TRUST.PURPOSE OF TRUST IS TO HOLD/SELL ART OF DESCENDENT.IT IS NOT INVESTMENT RELATED. ADDRESS IS MY PRIMARY RESIDENCE.MY INTEREST IS ONE THIRD,AS A DESCENDENT OF HAROLD GOOTRAD.THE TWO OTHER INTERESTED PARTIES WITH 1/3 INTEREST ARE MY SISTERS-SUSAN GOOTRAD AND NANCY GOOTRAD DATE OF ASSOCIATION:10/10/21 TIME SPENT PER MONTH:1 HOUR NOT DURING BUSINESS HOURS 6.CNST PARTNERS IS A PRIVATE FAMILY OWNED PARTNERSHIP FORMED TO INVEST IN FINANCIAL INSTUMENTS&REAL ESTATE. THE ADDRESS IS: C/O H.GOOTRAD,1045 FIFTHE AVE, NY,NY10028. I AM A PARTICIPATING PARTNER WITH NO SIGNING AUTHORITY. MY OWNERSHIP IS 25.88% THE OTHER PARTNERS ARE NANCY GOOTRAD 25.88%,MANAGING PARTNER/SUSAN GOOTRAD 25.88%,MANAGING PARTNER/ESTATE OF HAROLD GOOTRAD 22.36% THE INTEREST OF THE ESTATE OF HAROLD GOOTRAD WILL BE DISTRIBUTED ACCORDING TO HIS LAST WILL AND TESTAMENT DATED APRIL 4,2019.CNST PARTNERS IS A CLIENT OF OPPENHEIMER AND BETSY GOOTRAD IS FA. I SPEND SEVERAL HOURS A WEEK ON THE ACCOUNT ALONG WITH MY OTHER CLIENTS. 7.CNST PARTNERS-I AM A PARTNER IN FAMILY INVESTMENT VEHICLE FORMED IN 1986 WHEN MY INVOLVEMENT STARTED.IT IS INVESTMENT RELATED.AS FINANCIAL ADVISOR I SUGGEST INVESTMENTS TO OTHER PARTNERS BUT I DO NOT HAVE SIGNING AUTHORITY. TIME SPENT PER WEEK 1-4 HOURS DURING TRADING HOURS. 8.CO EXECUTOR, THE ESTATE OF HELEN GOOTRAD, HELD AT MY ADDRESS. START DATE: 8/7/2024. CO EXECUTOR ALONG WITH SUSAN GOOTRAD, SISTER. ESTATE LIQUIDATION. 1-2 HOURS A WEEK UNTIL DONE. ESTATE OWNS EQUITEIS WHICH WILL NEED TO BE LIQUIDATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-29
• S66 Uniform Combined State Law Examination
  2007-10-29

Other Names

• Betsy J. Kasper