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10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2005-04-07 |
| VA | RA | APPROVED | 2005-02-17 |
| MD | RA | APPROVED | 2004-12-02 |
Branch Locations
10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delta Financial Advisors, Inc | Kensington | MD | 11/1992 | Present |
| Regulus, Llc | Kentwood | MI | 08/2015 | Present |
| Beacon Global Advisor Network, Llc | Kensington | MD | 10/2017 | 11/2021 |
1) DELTA FINANCIAL ADVISORS INC; 10539 METROPOLITAN AVENUE, KENSINGTON, MD 20895; INVESTMENT RELATED; 180 HRS/MONTH, 80 DURING TRADING HOURS; START 1/1/2018; CHIEF PLANNER; FEE-BASED COMPENSATION; PROVIDES FINANCIAL PLANNING AND INVESTMENT MANAGEMENT AND ALLOCATION 2) INDEPENDENT INSURANCE AGENT; KENSINGTON, MD; LESS THAN 10 HOURS PER MONTH DURING TRADING; INSURANCE AGENT START 1-1-1991; INSURANCE AGENT; PROVIDES INSURANCE SERVICES AND REVIEW 3)BEVERLY A FISCHETTI CPA. LOCATION: 10539 METROPOLITAN AVENUE, KENSINGTON MARYLAND, 20895. PHONE: 301-962-0480. NATURE OF BUSINESS IS TAX PREPARATION SERVICES. TITLE: OWNER. ACTIVITY BEGAN ON 1/03/2017 AND DEVOTES 25 HOURS PER MONTH AND 0 HOURS PER MONTH DURING TRADING HOURS. THIS IS NOT INVESTMENT RELATED. DUTIES AND RESPONSIBILITIES INCLUDE PREPARATION OF IRS FILINGS FOR 1040, 1041 FOR CLIENTS AND PROVIDES ADVICE ON TAX MATTERS RELATED TO INDIVIDUAL TAXATION. NO SUPERVISOR AND RECEIVES COMPENSATION HOURLY. 4) REGULUS ADVISORS, LLC; REGISTERED REPRESENTATIVE; KENSINGTON, MD; UP TO 40 HOURS PER WEEK DURING TRADING HOURS; BROKER DEALER PRODUCT SALES; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-26 |
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