Best Investors Account Sign in
Current Employers
Delta Financial Advisors, Inc

10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2005-04-07
VA RA APPROVED 2005-02-17
MD RA APPROVED 2004-12-02
  • NC RA
    APPROVED
    Since 2005-04-07
  • VA RA
    APPROVED
    Since 2005-02-17
  • MD RA
    APPROVED
    Since 2004-12-02

Branch Locations

10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Financial Advisors, Inc Kensington MD 11/1992 Present
Regulus, Llc Kentwood MI 08/2015 Present
Beacon Global Advisor Network, Llc Kensington MD 10/2017 11/2021
Previous Registrations
Other Businesses

1) DELTA FINANCIAL ADVISORS INC; 10539 METROPOLITAN AVENUE, KENSINGTON, MD 20895; INVESTMENT RELATED; 180 HRS/MONTH, 80 DURING TRADING HOURS; START 1/1/2018; CHIEF PLANNER; FEE-BASED COMPENSATION; PROVIDES FINANCIAL PLANNING AND INVESTMENT MANAGEMENT AND ALLOCATION 2) INDEPENDENT INSURANCE AGENT; KENSINGTON, MD; LESS THAN 10 HOURS PER MONTH DURING TRADING; INSURANCE AGENT START 1-1-1991; INSURANCE AGENT; PROVIDES INSURANCE SERVICES AND REVIEW 3)BEVERLY A FISCHETTI CPA. LOCATION: 10539 METROPOLITAN AVENUE, KENSINGTON MARYLAND, 20895. PHONE: 301-962-0480. NATURE OF BUSINESS IS TAX PREPARATION SERVICES. TITLE: OWNER. ACTIVITY BEGAN ON 1/03/2017 AND DEVOTES 25 HOURS PER MONTH AND 0 HOURS PER MONTH DURING TRADING HOURS. THIS IS NOT INVESTMENT RELATED. DUTIES AND RESPONSIBILITIES INCLUDE PREPARATION OF IRS FILINGS FOR 1040, 1041 FOR CLIENTS AND PROVIDES ADVICE ON TAX MATTERS RELATED TO INDIVIDUAL TAXATION. NO SUPERVISOR AND RECEIVES COMPENSATION HOURLY. 4) REGULUS ADVISORS, LLC; REGISTERED REPRESENTATIVE; KENSINGTON, MD; UP TO 40 HOURS PER WEEK DURING TRADING HOURS; BROKER DEALER PRODUCT SALES; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-05
S63 Uniform Securities Agent State Law Examination 1985-06-26
  • S65 Uniform Investment Adviser Law Examination
    1995-01-05
  • S63 Uniform Securities Agent State Law Examination
    1985-06-26
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kensington, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor