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10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-23 |
Branch Locations
10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P. | Albany | NY | 10/2016 | 06/2018 |
| The Ayco Company, L.P./Mercer Allied | Albany | NY | 06/2018 | 02/2020 |
| The College Of Saint Rose | Albany | NY | 08/2014 | 05/2018 |
| Ubs Financial Services Inc. | Bethesda | MD | 03/2020 | 11/2023 |
| Pruco Securities Llc | North Bethesda | MD | 10/2023 | 11/2024 |
| The Prudential Insurance Company Of America | North Bethesda | MD | 12/2023 | 09/2025 |
| Lpl Enterprise, Llc | North Bethesda | MD | 11/2024 | 09/2025 |
| Delta Financial Advisors | Kensington | MD | 09/2025 | Present |
| Regulus Financial Group, Llc | Kentwood | MI | 10/2025 | Present |
Business Name: Solidcore - Investment Related: No - Address: Cockeysville, MD - Nature of Business: Fitness Instruction - Title or Relationship: Pro Coach - Start Date: 7/1/2021 - Hours per month: 20 - Hours per month during trading hours: 0 - Duties: Fitness instruction Business Name: Delta Financial Advisors, LLC - Investment Related: Yes - Address: 10539 Metropolitan Ave, Kensington, MD - Nature of Business: Outside Investment Advisory Activity; Registered Representative activity through Regulus Financial Group using a DBA name; insurance - Title or Relationship: Assistant - Start Date: 10/15/2025 - Hours per month: 160 - Hours per month during trading hours: 135 - Duties: Assistant for financial services and insurance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-04 |
| S65 | Uniform Investment Adviser Law Examination | 2018-09-25 |
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