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Current Employers
Delta Financial Advisors, Inc

10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-09-23
  • MD RA
    APPROVED
    Since 2025-09-23

Branch Locations

10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P. Albany NY 10/2016 06/2018
The Ayco Company, L.P./Mercer Allied Albany NY 06/2018 02/2020
The College Of Saint Rose Albany NY 08/2014 05/2018
Ubs Financial Services Inc. Bethesda MD 03/2020 11/2023
Pruco Securities Llc North Bethesda MD 10/2023 11/2024
The Prudential Insurance Company Of America North Bethesda MD 12/2023 09/2025
Lpl Enterprise, Llc North Bethesda MD 11/2024 09/2025
Delta Financial Advisors Kensington MD 09/2025 Present
Regulus Financial Group, Llc Kentwood MI 10/2025 Present
  • 10/2016 → 06/2018
    The Ayco Company, L.P.
    Albany, NY
  • 06/2018 → 02/2020
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 08/2014 → 05/2018
    The College Of Saint Rose
    Albany, NY
  • 03/2020 → 11/2023
    Bethesda, MD
  • 10/2023 → 11/2024
    North Bethesda, MD
  • 12/2023 → 09/2025
    The Prudential Insurance Company Of America
    North Bethesda, MD
  • 11/2024 → 09/2025
    North Bethesda, MD
  • 09/2025 → Present
    Delta Financial Advisors
    Kensington, MD
  • 10/2025 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
Previous Registrations
Other Businesses

Business Name: Solidcore - Investment Related: No - Address: Cockeysville, MD - Nature of Business: Fitness Instruction - Title or Relationship: Pro Coach - Start Date: 7/1/2021 - Hours per month: 20 - Hours per month during trading hours: 0 - Duties: Fitness instruction Business Name: Delta Financial Advisors, LLC - Investment Related: Yes - Address: 10539 Metropolitan Ave, Kensington, MD - Nature of Business: Outside Investment Advisory Activity; Registered Representative activity through Regulus Financial Group using a DBA name; insurance - Title or Relationship: Assistant - Start Date: 10/15/2025 - Hours per month: 160 - Hours per month during trading hours: 135 - Duties: Assistant for financial services and insurance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-06-04
S65 Uniform Investment Adviser Law Examination 2018-09-25
  • S63 Uniform Securities Agent State Law Examination
    2019-06-04
  • S65 Uniform Investment Adviser Law Examination
    2018-09-25
Designations
Other Names
  • Megan Sarah Madden
  • Megan Madden

View on SEC IAPD

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