Nicholas Athanasios Angelis

Current Employers

Delta Financial Advisors, Inc

10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-13
MD	RA	APPROVED	2024-02-29

TX RA
APPROVED

Since 2025-03-13
MD RA
APPROVED

Since 2024-02-29

Branch Locations

10539 Metropolitan Avenue, Kensington, MD 20895-4015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Delta Financial Advisors, Inc	Kensington	MD	06/2009	Present

06/2009 → Present

Delta Financial Advisors, Inc

Kensington, MD

Other Businesses

REGULUS ADVISORS; INVESTMENT-RELATED; KENTWOOD, MD; NON-REGISTERED REPRESENTATIVE ASSISTANT; START DATE 08/2015; APPROXIMATELY 24 HRS/MO DURING TRADING HOURS; ADMINISTRATIVE ASSISTANT TO REPRESENTATIVE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-29

S65 Uniform Investment Adviser Law Examination

2024-02-29

View on SEC IAPD

Current Employers

Delta Financial Advisors, Inc

Disclosures

Employment History

Other Businesses

Exams

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