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North Oaks, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-11 |
| AL | RA | APPROVED | 2022-06-30 |
| MN | RA | APPROVED | 2019-09-10 |
Branch Locations
1027 7Th Street Nw Suite 201, Rochester, MN 55901 • United States
North Oaks, MN • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcguire Financial Services | Rochester | MN | 06/1989 | Present |
| Lincoln Investment | Rochester | MN | 08/2010 | 09/2019 |
| Transition Advisory Group, Llc | North Oaks | MN | 09/2019 | Present |
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 09/2019 | Present |
| Mcguire Hunting Enterprises Llc | Rochester | MN | 01/1995 | Present |
| Capital Analysts | Minneapolis | MN | 12/2015 | 09/2019 |
| Lincoln Investment | Rochester | MN | 01/2014 | 09/2019 |
MCGUIRE HUNTING ENTERPRISES LLC POSITION: Partner NATURE: We lease hunting land and have done some logging in the past. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: Rochester MN 55901 DESCRIPTION: Paying bills associated with the property. MCGUIRE FINANCIAL SERVICES POSITION: Owner NATURE: Life Insurance & annuity sales and brokerage INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 3 START DATE: 07/01/1985 ADDRESS: Rochester MN 55901 DESCRIPTION: Sales of life and annuities. Brokering to other agents life and annuity products. Employee Communication of Benefit Programs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-16 |
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