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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-10 |
Branch Locations
20 Spring Street Suite 1A, Warwick, NY 10990 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Poughkeepsie | NY | 09/2012 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montvale | NJ | 02/2019 | 10/2025 |
| Bank Of America N.A. | Montvale | NJ | 02/2019 | 10/2025 |
| Lpl Enterprise, Llc | Warwick | NY | 10/2025 | Present |
1. 09/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Warwick, NY - Start Date 08/05/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 09/25/2025 - DENNIS NICHOLAS CORDOVA - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Warwick, NY - Start Date 08/05/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 10/02/2025 - Warwick Wealth Management - DBA for LPL Business (entity for LPL business) - Warwick, NY - INV REL - Start Date 10/10/2025 - 160hrs/mth | 160hrs during trading 4. 10/02/2025 - Dennis Cordova TTEE - Act in a Fiduciary Capacity - Warwick, NY - INV REL - Start Date 12/01/2021 - 1hr/mth | 1hrs during trading 5. 10/02/2025 - rental - Real Estate Rental - Glen Rock, NJ - INV REL - Start Date 08/01/2025 - 1hr/mth | 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-07 |
| S66 | Uniform Combined State Law Examination | 2013-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-08 |
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