Harvey Lee Bowks

Current Employers

Employment History

• 01/1988 → Present
  Teresian House
  Albany, NY
• 01/1988 → Present
  Multiple Sclerosis Society
  Albany, NY
• 01/1994 → Present
  American Society Cw/Cafc Eastern Ny Chap
  Albany, NY
• 01/1994 → Present
  United Way Of Northeastern Ny
  Albany, NY
• 09/2013 → Present
  Cetera Wealth Services, Llc
  Loudonville, NY
• 04/2017 → 06/2018
  Silverman Wealth Management
  Loudonville, NY
• 02/2020 → Present
  Main Street Financial
  Loudonville, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1997-09-23 → 2003-01-27
  Nathan & Lewis Securities, Inc.
  Albany, NY

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 01/1980, 5HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ACCIDENT, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. BENEFIT PLANNING SERVICES INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FIXED INSURANCE, START 01/1980, 5HRS/WK (TRADING HOURS), INSURANCE AGENT; 3. BPS FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FIXED INSURANCE & SECURITIES BUSINESS, START 01/01/2015, 40HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT, REGISTERED REPRESENTATIVE; 4. BENEFIT PLANNING SERVICES INC. - DBA: BPS FINANCIAL SERVICES, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, ADMINISTRATION OF QUALIFIED PENSION PLANS. DOCUMENT PREPARATION AND ERISA COMPLIANCE, START 01/1998, 5HRS/WK (TRADING HOURS), REVIEW AND SUPERVISE PENSION PLAN ADMINISTRATION INCLUDING PLAN DOCUMENT AND 5500 FILINGS; 5. TERESIAN NURSING HOME, NOT INVESTMENT RELATED, WASHINGTON AVE. EXTENSION, ALBANY, NY, NON-PROFIT ORGANIZATION, START 09/1987, 1HR/WK (NON-TRADING HOURS), BOARD MEMBER - ATTEND MEETINGS ON FACILITY ADMINISTRATION; 6. ST. PIUS X CHURCH, NOT INVESTMENT RELATED, CRUMITE RD., LOUDONVILLE, NY 12211, NON-PROFIT ORGANIZATION, START 07/2007, 1HR/WK (NON-TRADING HOURS), BOARD MEMBER - MONTHLY BOARD MEETINGS; 7. NY STATE DEFENDERS JUSTICE FUND, NOT INVESTMENT RELATED, 194 WASHINGTON AVE., ALBANY, NY, NON-PROFIT ORGANIZATION, START 09/2009, 1HR/WK (NON-TRADING HOURS), BOARD MEMBER - BOARD MAKES DECISIONS ABOUT CURRENT ACTIVITIES AND THE FUTURE DIRECTION OF THE AGENCY; 8. NAME OF OTHER BUSINESS: MAIN STREET FINANCIAL INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:02/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-04
• S63 Uniform Securities Agent State Law Examination
  1986-05-07

Designations