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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-14
NY RA APPROVED 2021-08-03
PA RA APPROVED 2019-10-28
  • SC RA
    APPROVED
    Since 2026-01-14
  • NY RA
    APPROVED
    Since 2021-08-03
  • PA RA
    APPROVED
    Since 2019-10-28

Branch Locations

Rock Hill, SC • United States

13 Wheeler Ave, Warwick, NY 10990 • United States

Pleasantville, NY • United States

80 Orville Dr Ste 100, Bohemia, NY 11716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Insurance Co Sacramento CA 07/2003 09/2019
Nationwide Securities Pleasantville NY 04/2017 09/2019
Lpl Financial Llc Pleasantville NY 09/2019 Present
Nationwide Financial Pleasantville NY 01/2012 04/2017
  • 07/2003 → 09/2019
    Nationwide Insurance Co
    Sacramento, CA
  • 04/2017 → 09/2019
    Nationwide Securities
    Pleasantville, NY
  • 09/2019 → Present
    Pleasantville, NY
  • 01/2012 → 04/2017
    Nationwide Financial
    Pleasantville, NY
Previous Registrations
  • 2011-11-08 → 2019-09-11
    Scotia, NY
    Scotia, NY
    White Plains, NY
    Rocky Hill, CT
    Scotia, NY
    Bedford, NH
    Newton, NH
    Columbus, OH
    Brooklyn, NY
    Warwick, NY
    Washingtonville, NY
    Oceanside, NY
    Bethpage, NY
    Lindenhurst, NY
    Long Island City, NY
    Huntington Station, NY
    Pleasantville, NY
    Pleasantville, NY
    Huntington, NY
    Naugatuck, CT
    Stratford, CT
Other Businesses

1. 9/6/2019 - No Business Name - Investment Related - 29 Grandview Ave Pleasantville, NY 10570 - Real Estate Rental - Started 1/1/2016 - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Rental Property. 2. 9/10/2019 - Grandview Insurance & Financial Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/09/2019 - 200 Hours Per Month/8 Hours During Securities Trading. 3. 05/09/2024 - Grandview Insurance and Financial Services LLC - Inv Related - At Reported Business Location(s) - Insurance Agency - Started: 4/1/2017 - 40 Hrs/Mo; 2 Hrs During Trading. 4. 05/09/2024 - Grandview Insurance and Financial Services LLC - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Owner - Started: 9/9/2019 - 40 Hrs/Mo; 2 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-14
S63 Uniform Securities Agent State Law Examination 2003-02-21
  • S66 Uniform Combined State Law Examination
    2011-10-14
  • S63 Uniform Securities Agent State Law Examination
    2003-02-21
Other Names
  • Christopher P Larkin

View on SEC IAPD

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