Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-14 |
| NY | RA | APPROVED | 2021-08-03 |
| PA | RA | APPROVED | 2019-10-28 |
Branch Locations
13 Wheeler Ave, Warwick, NY 10990 • United States
Pleasantville, NY • United States
80 Orville Dr Ste 100, Bohemia, NY 11716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance Co | Sacramento | CA | 07/2003 | 09/2019 |
| Nationwide Securities | Pleasantville | NY | 04/2017 | 09/2019 |
| Lpl Financial Llc | Pleasantville | NY | 09/2019 | Present |
| Nationwide Financial | Pleasantville | NY | 01/2012 | 04/2017 |
1. 9/6/2019 - No Business Name - Investment Related - 29 Grandview Ave Pleasantville, NY 10570 - Real Estate Rental - Started 1/1/2016 - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Rental Property. 2. 9/10/2019 - Grandview Insurance & Financial Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/09/2019 - 200 Hours Per Month/8 Hours During Securities Trading. 3. 05/09/2024 - Grandview Insurance and Financial Services LLC - Inv Related - At Reported Business Location(s) - Insurance Agency - Started: 4/1/2017 - 40 Hrs/Mo; 2 Hrs During Trading. 4. 05/09/2024 - Grandview Insurance and Financial Services LLC - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Owner - Started: 9/9/2019 - 40 Hrs/Mo; 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-21 |
Reach out to this advisor