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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pleasantville | NY | 10/2019 | Present |
| Nationwide Advisory Services, Inc. | Warwick | NY | 04/1997 | 09/2019 |
| Nationswide Insurance Company | Columbus | OH | 09/1989 | 09/2019 |
1)08/29/2019 - 08/29/2019 - VOGEL & MOORE INC - Insurance Agency - inv rel - at reported business location(s) - start: 08/2109 2)08/29/2019 - AMERICAN SAFETY COUNCIL - Referral - Affiliate/sales - inv rel - at reported business location(s) - start: 01/2012 - 14 hr/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-06-02 |
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