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John Claron Mccormick

Wells Fargo Clearing Services, LLC

Hendersonville, NC

Asheville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-05-29
TX RA APPROVED_RES 2012-07-11
NC RA APPROVED 2002-06-21
  • CT RA
    APPROVED
    Since 2019-05-29
  • TX RA
    APPROVED_RES
    Since 2012-07-11
  • NC RA
    APPROVED
    Since 2002-06-21

Branch Locations

421 S Church St Ste 100, Hendersonville, NC 28792 • United States

190 Biltmore Ave, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hendersonville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hendersonville NC 11/2016 Present
Previous Registrations
  • 2002-01-28 → 2002-06-21
    Wachovia Securities, Inc.
    Hendersonville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-02
S63 Uniform Securities Agent State Law Examination 1982-09-27
  • S65 Uniform Investment Adviser Law Examination
    1992-03-02
  • S63 Uniform Securities Agent State Law Examination
    1982-09-27
Other Names
  • John Claron Jr Mccormick

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSONVILLE, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · Hendersonville, NC
OSAIC INSTITUTIONS, INC. · Henderson, NC
LPL FINANCIAL LLC · HENDERSONVILLE, NC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Hendersonville, NC
VERITAS INVESTMENT ADVISORY GROUP LLC · HENDERSONVILLE, NC
PNC WEALTH MANAGEMENT LLC · HENDERSONVILLE, NC
EDWARD JONES · HENDERSONVILLE, NC

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