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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-04-18
  • CA RA
    APPROVED
    Since 2016-04-18

Branch Locations

3570 Carmel Mountain Road Ste 150, San Diego, CA 92130 • United States

3838 Camino Rel Rio North Suite 150, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
George D Alexander (Self-Employed San Diego CA 01/1984 Present
Mass Mutual San Diego CA 03/1996 Present
Ifg/Russell Advisors, Inc. San Diego CA 10/1998 Present
Kestra Advisory Services, Llc San Diego CA 04/2016 Present
Kestra Investment Services, Llc San Diego CA 04/1997 Present
  • 01/1984 → Present
    George D Alexander (Self-Employed
    San Diego, CA
  • 03/1996 → Present
    Mass Mutual
    San Diego, CA
  • 10/1998 → Present
    Ifg/Russell Advisors, Inc.
    San Diego, CA
  • 04/2016 → Present
    San Diego, CA
  • 04/1997 → Present
    Kestra Investment Services, Llc
    San Diego, CA
Previous Registrations
  • 2002-07-25 → 2010-08-12
    Ifg Russell Advisors Inc
    San Diego, CA
Other Businesses

Busi Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Busi Name: Falcon West Insurance Brokers, Inc. Inv Rel: Yes Address: 2525 Camino Del; Rio South, Suite 100 San Diego CA 92108 NOB: Insurance Position: I refer clients to Falcon West and receive 25% of the compensation in year 1 and 15% in years 2 and beyond. Start Date: 5/16/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Refer clients, attend meetings, but I do NOT make specific property & casualty insurance recommendations. Busi Name: SHOWLEY,ARCHAMBAULT,ALEXANDER POSITION: Owner/Insurance Agent. NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 04/01/1982 ADDRESS: 3570 Carmel Mountain Rd #150, San Diego CA 92130, United States DESCRIPTION: Servicing existing clients and working with new clients. Busi Name: GEORGE ALEXANDER INSURANCE SERVICES, INC. POSITION: President NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 09/04/2024 ADDRESS: 3570 Carmel Mountain Road, # 150, San Diego CA 92130 DESCRIPTION: Sale and Service of Fixed Insurance Products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-23
S65 Uniform Investment Adviser Law Examination 1998-06-10
  • S63 Uniform Securities Agent State Law Examination
    1998-07-23
  • S65 Uniform Investment Adviser Law Examination
    1998-06-10
Designations

View on SEC IAPD

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