Keith Robert Kleinman

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-05-20
PA	RA	APPROVED	2009-04-09

TX RA
APPROVED_RES

Since 2013-05-20
PA RA
APPROVED

Since 2009-04-09

Branch Locations

72 Glenmaura National Blvd Suite 103, Moosic, PA 18507 • United States

613 Baltimore Drive Suite 202, Wilkes-Barre, PA 18702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Scranton	PA	03/2009	Present

03/2009 → Present

Janney Montgomery Scott Llc

Scranton, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-27
S63	Uniform Securities Agent State Law Examination	1982-10-29

S65 Uniform Investment Adviser Law Examination

1998-07-27
S63 Uniform Securities Agent State Law Examination

1982-10-29

View on SEC IAPD

Current Employers

Janney Montgomery Scott Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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