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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-08-01
  • TX RA
    APPROVED
    Since 2007-08-01

Branch Locations

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Richmond, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Houston TX 07/2006 Present
Other Businesses

INTERNATIONAL PREPARATORY SCHOOL PTO / 1717 DULLES AVE MISSOURI CITY, TX 77459 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...) / EDUCATION / PARENT ORGANIZATION FOR THE SCHOOL WITH THE SOLE PURPOSE TO MAKE THE SCHOOL BETTER / MEMBER OF BOARD OF DIRECTORS / I AM CURRENTLY THE TREASURER OF THE PTO WHO IS RESPONSIBLE FOR PURCHASING OF ITEMS AND DEPOSITS OF MONEY FROM FUNDRAISERS OR DUES. / START DATE 08/16/2010 - 12/31/2012. TUTOR / 7931 MEADOW LAKE LANE HOUSTON,TEXAS 77063 / 15 HRS/ NON PROFIT / START DATE 09/08/2013 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-15
S65 Uniform Investment Adviser Law Examination 2007-07-30
  • S66 Uniform Combined State Law Examination
    2007-09-15
  • S65 Uniform Investment Adviser Law Examination
    2007-07-30
Designations
Other Names
  • Kelli Mcmahon
  • Kelli E. Maas

View on SEC IAPD

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