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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-13 |
| VA | RA | APPROVED | 2019-02-08 |
| NC | RA | APPROVED | 2018-05-16 |
Branch Locations
10 South Jefferson St. #1210, Roanoke, VA 24011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Catawba Capital Management | Roanoke | VA | 04/1992 | 12/2018 |
| Captrust Financial Advisors | Raleigh | NC | 05/2018 | Present |
Name: Southwest Virginia Lacrosse Officials Association Investment-Related: No. Address: 2731 Carolina Ave Sw Roanoke, VA 24014 Nature: Lacrosse officials association is non profit and provides training under the direction of U S Lacrosse for new and existing officials. Position/Title: Officer, Board Director, Treasurer Start: 07/01/2014 Hours/Month: 2 Hours during Market Hours: 0 Duties: attend board meetings, hire a CPA to file our 990 to the IRS annually
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-30 |
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