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Zachary Wayne Welborn

LPl Financial LLC

Brookfield, WI

Myrtle Beach, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-24
AZ RA APPROVED 2024-11-21
SC RA APPROVED 2024-11-12
TX RA APPROVED_RES 2024-11-05
  • WI RA
    APPROVED
    Since 2026-02-24
  • AZ RA
    APPROVED
    Since 2024-11-21
  • SC RA
    APPROVED
    Since 2024-11-12
  • TX RA
    APPROVED_RES
    Since 2024-11-05

Branch Locations

395 N Executive Dr, Brookfield, WI 53005 • United States

Myrtle Beach, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charlotte NC 08/2009 04/2023
Unemployed Myrtle Beach SC 05/2023 11/2024
Bmo Harris Bank Tempe AZ 11/2024 Present
Lpl Financial Llc Tempe AZ 11/2024 Present
  • 08/2009 → 04/2023
    Lpl Financial Llc
    Charlotte, NC
  • 05/2023 → 11/2024
    Unemployed
    Myrtle Beach, SC
  • 11/2024 → Present
    Bmo Harris Bank
    Tempe, AZ
  • 11/2024 → Present
    Lpl Financial Llc
    Tempe, AZ
Previous Registrations
Other Businesses

1) 10/2024 - BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-28
S63 Uniform Securities Agent State Law Examination 2007-02-09
  • S65 Uniform Investment Adviser Law Examination
    2014-07-28
  • S63 Uniform Securities Agent State Law Examination
    2007-02-09

View on SEC IAPD

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Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

More in Brookfield, WI

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