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Deborah Lee Danielson

LPl Financial LLC

Las Vegas, NV

CRD 1063176

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-05
NV RA APPROVED 1993-11-24
  • TX RA
    APPROVED
    Since 2021-01-05
  • NV RA
    APPROVED
    Since 1993-11-24

Branch Locations

3027 East Warm Springs Rd #100, Las Vegas, NV 89120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Las Vegas NV 08/1982 Present
Previous Registrations
  • 2002-10-25 → 2004-11-22
    Danielson Financial Group
    Las Vegas, NV
Other Businesses

1. 8/6/1998 - D.L. DANIELSON & ASSOCIATES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 30%. 2. 04/04/2006 - DANIELSON FINANCIAL GROUP - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 100%. 3. 11/13/2008 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - PROVIDE NON-VARIABLE INSURANCE AND ANNUITIES AS THE NEED ARISES. - TIME SPENT 5%. 4. 01/06/2014 - DEA DEL VINO, LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 0% - LAS VEGAS, NV 5. 03/31/2017 - No Business Name - Investment Related - Other - Author of a book - Start 07/01/2017 - 2 Hours Per Month/0 Hours During Securities Trading -I have authored a book, " Why Me? Seeking Answers in Your Grief" to help others that have lost a child. Proceeds from the book if sales will go to expense to publish and then 100% will go to charity. I employee no one from the securities business and the book will be on line and will not have anyone in my securities office. 6) 03/18/2025 - Vigna Della Sapienza, LLC - Investment Related - Real Estate Rental - None - Start Date:9/04/2023 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-04
S63 Uniform Securities Agent State Law Examination 1983-02-05
  • S65 Uniform Investment Adviser Law Examination
    1993-12-04
  • S63 Uniform Securities Agent State Law Examination
    1983-02-05

View on SEC IAPD

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