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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-05 |
| NV | RA | APPROVED | 1993-11-24 |
Branch Locations
3027 East Warm Springs Rd #100, Las Vegas, NV 89120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Las Vegas | NV | 08/1982 | Present |
1. 8/6/1998 - D.L. DANIELSON & ASSOCIATES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 30%. 2. 04/04/2006 - DANIELSON FINANCIAL GROUP - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 100%. 3. 11/13/2008 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - PROVIDE NON-VARIABLE INSURANCE AND ANNUITIES AS THE NEED ARISES. - TIME SPENT 5%. 4. 01/06/2014 - DEA DEL VINO, LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 0% - LAS VEGAS, NV 5. 03/31/2017 - No Business Name - Investment Related - Other - Author of a book - Start 07/01/2017 - 2 Hours Per Month/0 Hours During Securities Trading -I have authored a book, " Why Me? Seeking Answers in Your Grief" to help others that have lost a child. Proceeds from the book if sales will go to expense to publish and then 100% will go to charity. I employee no one from the securities business and the book will be on line and will not have anyone in my securities office. 6) 03/18/2025 - Vigna Della Sapienza, LLC - Investment Related - Real Estate Rental - None - Start Date:9/04/2023 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-05 |
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