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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-21
TX RA APPROVED 2023-09-21
  • NY RA
    APPROVED
    Since 2023-09-21
  • TX RA
    APPROVED
    Since 2023-09-21

Branch Locations

630 Johnson Ave Suite 103, Bohemia, NY 11716 • United States

1225 Franklin Ave Suite 325 Office #9 [Satellite], Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Garden City NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Garden City NY 11/2016 09/2023
Wells Fargo Advisors Financial Network, Llc Garden City NY 09/2023 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV. RELATED; HILTON HEAD, SC; OWNER; START DATE 3/1/2015; 0 HRS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-05-01
  • S63 Uniform Securities Agent State Law Examination
    1984-05-01
Other Names
  • James Anthony Kessler

View on SEC IAPD

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