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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-15 |
Branch Locations
640 Johnson Avenue Suite Gl1, Bohemia, NY 11716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Bohemia | NY | 01/2018 | 08/2020 |
| Eldorado Retina Assoc | Louisville | CO | 07/2016 | 01/2019 |
| Ymca Of Boulder Valley | Lafayette | CO | 03/2017 | 10/2018 |
| Kokua Teaching Placement | Denver | CO | 08/2019 | 01/2020 |
| Raymond James Financial Services, Inc. | Bohemia | NY | 08/2020 | Present |
| Vail And Associates | Bohemia | NY | 08/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Bohemia | NY | 10/2024 | Present |
(1)Name of Business: Vail & Associates Address: 640 Johnson Ave Ste GL1, Bohemia, NY, 11716-2624, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/05/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (2)Name of Business: Vail Investments Marion St LLC Address: 1140 N Marion St , Denver, CO, 80218, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 07/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversight of maintenance and leasing operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-04 |
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