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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-15
  • NY RA
    APPROVED
    Since 2024-10-15

Branch Locations

640 Johnson Avenue Suite Gl1, Bohemia, NY 11716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Bohemia NY 01/2018 08/2020
Eldorado Retina Assoc Louisville CO 07/2016 01/2019
Ymca Of Boulder Valley Lafayette CO 03/2017 10/2018
Kokua Teaching Placement Denver CO 08/2019 01/2020
Raymond James Financial Services, Inc. Bohemia NY 08/2020 Present
Vail And Associates Bohemia NY 08/2020 Present
Raymond James Financial Services Advisors, Inc. Bohemia NY 10/2024 Present
  • 01/2018 → 08/2020
    Ameriprise Financial Services, Llc
    Bohemia, NY
  • 07/2016 → 01/2019
    Eldorado Retina Assoc
    Louisville, CO
  • 03/2017 → 10/2018
    Ymca Of Boulder Valley
    Lafayette, CO
  • 08/2019 → 01/2020
    Kokua Teaching Placement
    Denver, CO
  • 08/2020 → Present
    Raymond James Financial Services, Inc.
    Bohemia, NY
  • 08/2020 → Present
    Vail And Associates
    Bohemia, NY
  • 10/2024 → Present
    Bohemia, NY
Other Businesses

(1)Name of Business: Vail & Associates Address: 640 Johnson Ave Ste GL1, Bohemia, NY, 11716-2624, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/05/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (2)Name of Business: Vail Investments Marion St LLC Address: 1140 N Marion St , Denver, CO, 80218, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 07/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversight of maintenance and leasing operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-04
  • S66 Uniform Combined State Law Examination
    2024-09-04
Other Names
  • Alexander Vail

View on SEC IAPD

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