Richard Andrew Ehli

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1998 → 09/2019
  Ameriprise Financial Services, Inc.
  Hauppauge, NY
• 09/2019 → Present
  Raymond James Financial Services, Inc.
  Bohemia, NY
• 05/2015 → Present
  Trustee For Father'S Irrevocable Trust
  Smithtown, NY
• 06/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Bohemia, NY

Other Businesses

(1)Name of Business: Ehli & Associates Wealth Management Address: 640 Johnson Avenue, Bohemia, NY, 11716, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/20/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor: This is a DBA for our practice through Raymond James. (2)Name of Business: Richard A. Ehli & Associates Inc. Address: 640 Johnson Ave Ste 202, Bohemia, NY, 11716, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/29/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Corporation is set up solely for administrative purposes.. Check writing .. paying all bills associated with running my practice (payroll, rent, utilities..)

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-14

Other Names

• Rick Ehli