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Current Employers
Journey Financial Group, Inc.

1110 W. Lake Cook Road Suite 265B, Buffalo Grove, IL 60089 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-11
IL RA APPROVED 1998-05-15
  • TX RA
    APPROVED_RES
    Since 2020-09-11
  • IL RA
    APPROVED
    Since 1998-05-15

Branch Locations

1110 W. Lake Cook Road, Buffalo Grove, IL 60089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Journey Financial Group, Inc. Buffalo Grove IL 02/1997 Present
Osaic Wealth, Inc. Buffalo Grove IL 02/1997 Present
Other Businesses

1. ENGAGED IN INSURANCE SALES, NOT INVESTMENT RELATED, ADDRESS SAME AS CURRENT EMPLOYER (BUFFALO GROVE), START DATE: APPROX. 02/1997; APPROX HRS PER WEEK=15 2. JOURNEY FINANCIAL GROUP INC. POSITION: Owner - NATURE: Corporation^Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 3 START DATE: 02/01/1997 ADDRESS: 1110 W. Lake Cook Rd Suite 265 Buffalo Grove IL 60089, buffalo grove IL 60089, United States DESCRIPTION: recommending Ins products to my clients 3. NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1990 ADDRESS: 1110 W. Lake Cook Rd, Suite 265, Buffalo Grove IL 60089, United States; DESCRIPTION: Provide Notary Public services to existing clients in the firm at no charge. 4. JOURNEY FINANCIAL GROUP INC. POSITION: President NATURE: Corporation^Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 02/01/1997 ADDRESS: 1110 W. Lake Cook Rd Suite 265B Buffalo Grove, IL 60089, buffalo grove IL 60089, United States DESCRIPTION: Financial Planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-10
S63 Uniform Securities Agent State Law Examination 1991-10-09
  • S65 Uniform Investment Adviser Law Examination
    1997-12-10
  • S63 Uniform Securities Agent State Law Examination
    1991-10-09

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