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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-10-20 |
| OH | RA | APPROVED | 1999-08-13 |
| TX | RA | APPROVED_RES | 1999-07-12 |
Branch Locations
8890 Lyra Dr, Columbus, OH 43240 • United States
301 Tresser Blvd, Stamford, CT 06901 • United States
Norwalk, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 06/1982 | Present |
| Bank Of America Na | Columbus | OH | 06/2011 | Present |
I*26048FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WINGS RESTAURANT INC.INVESTMENT RELATED: YADDRESS OF BUSINESS: 2801 E. MAIN STREET, COLUMBUS, OHIO 43209, COLUMBUS, OHIO 43209NATURE OF BUSINESS: OTHER,C CORPPOSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: VICE PRESIDENT ONE BOARD MEETING ANNUALLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-31 |
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