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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1993-01-15 |
| FL | RA | APPROVED | 1983-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakeland | FL | 07/1981 | Present |
| Bank Of America, N.A. | Lakeland | FL | 12/2009 | Present |
I*85137 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LAKELAND REGIONAL HEALTH FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAKELAND,, FLORIDA 0 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/1/2015 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TO PARTICIPATE IN THE DEVELOPMENT OF POLICY AND DECISION-MAKING AT BOARD MEETINGS HELD AT LEAST FOUR TIMES A YEAR. ALSO TO MONITOR THE FOUNDATION GOALS AND OBJECTIVES:ASSISTING IN FUNDRAISING ACTIVITIES AND REPRSENDTING THE FOUNDATION IN THE BROADER ----------
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-12 |
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