Alberto Calvo Mariaca

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 04/2024
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 04/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2024 → Present
  Stifel, Nicolaus & Company, Incorporated
  New York City, NY

Previous Registrations

• 2021-06-22 → 2024-05-08
  Morgan Stanley
  New York, NY
• 2002-06-27 → 2008-05-30
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY

Other Businesses

1. Casita Maria - Director; 928 Simpson Street Bronx NY 10459; Charitable Organization; Member of Board of Directors; Member of the board, attend quarterly meetings by ZOOM; 01/01/2000; 8.00hrs/year; Not during securities trading hours; Not Investment-Related 2. 580 Park Avenue Inc; 580 Park avenue new york NY 10065; Residential Co Op building; Board Member; attend monthly Board Meetings ZOOM; 12/11/2000; 12.00hrs/year; Not during securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-27
• S63 Uniform Securities Agent State Law Examination
  1996-03-20