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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-06 |
| MN | RA | APPROVED | 2013-11-04 |
| TX | RA | APPROVED_RES | 2008-01-02 |
Branch Locations
315 Lake St E, Wayzata, MN 55391 • United States
200 Josephine St, Denver, CO 80206 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Wayzata | MN | 04/2006 | Present |
| Bank Of America,Na | Wayzata | MN | 11/2009 | Present |
RENTAL PROPERTY I*28239 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OWNER OCCUPIED DUPLEX WILL RENT OUT LEGAL FIRST FL INVESTMENT RELATED: N NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12/29/2010 NUMBER OF HOURS DEVOTED: 15 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WILL ACT AS LANDLORD/OWNER OF DUPLEX UNIT (1) TO BE RENTED I*22519 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MISSION RIDGE TOWNHOUSE ASSN INVESTMENT RELATED: N ADDRESS OF BUSINESS: PO DRAWER 5800 PO BOX 5910 AVON CO 81620 POBOX, 1886 EDWARDS CO 81620 AVON, COLORADO 81620 NATURE OF BUSINESS: OTHER,NOT FOR PROFIT HOMEOWNERS ASSN POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2006 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OFFICER DIRECTOR/BOARD MEMBER HOMEOWNERS ASSN VAIL COLORADO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-15 |
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