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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-09-08 |
| MI | RA | APPROVED | 2012-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dearborn | MI | 01/1985 | Present |
| Bank Of America, N.A. | Dearborn | MI | 01/2010 | Present |
I*106178 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VALENTINE RETAL PROPEROTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: BYRON, MICHIGAN 49315 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 42870 NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY PARENTS LEFT MY BROTHER LEONARD AND EUGENE A CABIN THAT WE JUST DECIDED TO RENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-29 |
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