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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-12
TX RA APPROVED_RES 2008-01-28
IN RA APPROVED 2005-10-13
  • MI RA
    APPROVED
    Since 2010-05-12
  • TX RA
    APPROVED_RES
    Since 2008-01-28
  • IN RA
    APPROVED
    Since 2005-10-13

Branch Locations

290 Town Center Dr, Dearborn, MI 48126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dearborn MI 06/2005 Present
Bank Of America,Na Dearborn MI 11/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-12
  • S66 Uniform Combined State Law Examination
    2005-10-12

View on SEC IAPD

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