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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-08-31 |
| TX | RA | APPROVED_RES | 2001-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dearborn | MI | 10/1987 | Present |
| Bank Of America, Na | Dearborn | MI | 12/2009 | Present |
I*1877292, Entity Type, For ProfitName of OBA:B & C Maxson Address:Canton,Michigan,48188 Investment Related: noPosition, Title, Association: OwnerEmployee Start Date: 06/07/2024No Hours: 4 monthlyNo Hours during trading:0 Duties:25% owner. Silent partner. Financier. I*4006265, Entity Type: , Name of OBA: C A. M, Address: Canton, Michigan, 48188, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/01/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-30 |
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