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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-12
TX RA APPROVED_RES 2005-01-14
IN RA APPROVED 2002-12-10
  • MI RA
    APPROVED
    Since 2010-05-12
  • TX RA
    APPROVED_RES
    Since 2005-01-14
  • IN RA
    APPROVED
    Since 2002-12-10

Branch Locations

290 Town Center Dr, Dearborn, MI 48126 • United States

South Lyon, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dearborn MI 09/2002 Present
Bank Of America, N.A. Dearborn MI 07/2011 Present
Other Businesses

I*25717FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NOVI JAGUARS SOCCER CLUBINVESTMENT RELATED: NADDRESS OF BUSINESS: WIXOM, MICHIGAN 48393NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OTHER, COACHSTART DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 24 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SOCCER COACH COACH KIDS IN THE SPECIFICS OF PLAYING SOCCERI*433461, Entity Type Entity For Profit, Name of OBA:MJFC corporation Address: Novi Michigan 48375 Investment Related: No Position, Title, Association: Employee, Owner Employee Start Date: 06/01/2017 No Hours: 40 monthly No Hours during trading: 0 Duties: Travel Soccer, budgeting, and management of businessI*4659275Entity Type: N/A Name of OBA: O BAddress: South Lyon, Michigan, 48178Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 06/05/2026Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Child/GrandchildI*4661272Entity Type: N/A Name of OBA: H BAddress: South Lyon, Michigan, 48178Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 06/05/2026Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Child/Grandchild I*4702267 Entity Type: N/A Name of OBA: O B TOD BENEFICIARIES ON FILE Address: South Lyon, Michigan, 48178 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/12/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4702269 Entity Type: N/A Name of OBA: H M B TOD BENEFICIARIES ON FILE Address: South Lyon, Michigan, 48178 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/12/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4702268 Entity Type: N/A Name of OBA: MLPF& S CUST FPO O B RRA FBO O B Address: South Lyon, Michigan, 48178 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/12/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-06
  • S66 Uniform Combined State Law Examination
    2002-12-06
Other Names
  • Brock Becker
  • Brock Michael Becker

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