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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-08 |
| TX | RA | APPROVED_RES | 2006-10-05 |
| OH | RA | APPROVED | 1999-09-18 |
Branch Locations
530 W Spring St Ste 150, Columbus, OH 43215 • United States
Columbus, OH • United States
Columbus, OH • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Columbus | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Columbus | OH | 03/2020 | Present |
Business Ownership; COLAMP LLC; Co-owner; Management company for office expenses and staff; 530 W Spring St, STE 150, Columbus, OH, 43215; Investment-Related; 08/25/2022; 1 to 9 hours per month; 1 to 9 during trading hours / AJRDJ LLC; member; Formerly Real Estate ownership of our Mother's condo only, currently it is not in operations; 1820 Lake Shore Dr., , COLUMBUS, OH, 43204; Not Investment-Related; 09/01/2019; 0 hours per month; 0 during trading hours / Rothstein Holdings LLC; Owner; Manage Ameriprise Business; 1820 Lake Shore Dr., , COLUMBUS, OH, 43204; Investment-Related; 06/01/2026; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Attorney-In-Fact (POA) / Trustee / Trustee. Outside Employment; Colamp LLC; Today I own this with David Rothstein. My share will move into my holding company, Rothstein Holdings LLC.; Manage advisory business; 530 W Spring St, STE 150, Columbus, OH, 43215; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Rothstein Holdings LLC; Owner; Manage advisory business; 1820 Lake Shore Dr., , Columbus, OH, 43204; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Columbus Jewish Foundation Investment Committee; Serve on investment committee, review suggeste straties and changes as appropriate; 1175 College Ave. Columbus Ohio 43209, ,; ; 02/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-08-09 |
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