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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-08
TX RA APPROVED_RES 2006-10-05
OH RA APPROVED 1999-09-18
  • FL RA
    APPROVED
    Since 2024-08-08
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

530 W Spring St Ste 150, Columbus, OH 43215 • United States

Columbus, OH • United States

Columbus, OH • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbus OH 09/2005 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Other Businesses

Business Ownership; COLAMP LLC; Co-owner; Management company for office expenses and staff; 530 W Spring St, STE 150, Columbus, OH, 43215; Investment-Related; 08/25/2022; 1 to 9 hours per month; 1 to 9 during trading hours / AJRDJ LLC; member; Formerly Real Estate ownership of our Mother's condo only, currently it is not in operations; 1820 Lake Shore Dr., , COLUMBUS, OH, 43204; Not Investment-Related; 09/01/2019; 0 hours per month; 0 during trading hours / Rothstein Holdings LLC; Owner; Manage Ameriprise Business; 1820 Lake Shore Dr., , COLUMBUS, OH, 43204; Investment-Related; 06/01/2026; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Attorney-In-Fact (POA) / Trustee / Trustee. Outside Employment; Colamp LLC; Today I own this with David Rothstein. My share will move into my holding company, Rothstein Holdings LLC.; Manage advisory business; 530 W Spring St, STE 150, Columbus, OH, 43215; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Rothstein Holdings LLC; Owner; Manage advisory business; 1820 Lake Shore Dr., , Columbus, OH, 43204; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Columbus Jewish Foundation Investment Committee; Serve on investment committee, review suggeste straties and changes as appropriate; 1175 College Ave. Columbus Ohio 43209, ,; ; 02/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-09
  • S63 Uniform Securities Agent State Law Examination
    1988-08-09
Other Names
  • Michael Rothstein

View on SEC IAPD

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