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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-10-26 |
| TX | RA | APPROVED_RES | 2020-10-26 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbcm Financial Services | Troy | NY | 05/1997 | 10/2020 |
| William Bates, Independent Insurance Agent | Troy | MI | 07/1982 | 10/2020 |
| Professional Affiliation Program | Troy | MI | 04/2003 | 10/2020 |
| Royal Alliance Associates | Troy | MI | 08/2005 | 10/2020 |
| Lpl Financial Llc | Rochester | MI | 10/2020 | Present |
1)10/06/2020 - Encompass Financial Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2008 - 9 hr/mth 2)10/06/2020 - Professional Affiliation Program, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported buisness location(s) - start: 01/2001 - 1 hr/mth 3)Non-Variable Insurance - inv rel - at reported business location(s) - start: 01/1982 - 20 hr/mth 4)10/06/2020 - BBCM Financial Services, LLC. - Business Entity For Tax/Investment Purposes Only - non-inv rel - at reported business location(s) - start: 05/1997
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-30 |
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