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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-03
MI RA APPROVED 2015-12-02
  • TX RA
    APPROVED
    Since 2019-12-03
  • MI RA
    APPROVED
    Since 2015-12-02

Branch Locations

4177 Fashion Square Blvd. Suite 4, Saginaw, MI 48603 • United States

Saginaw, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saginaw MI 11/2015 03/2020
Ameriprise Financial Services, Llc Saginaw MI 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; HH (Hooked Hooligans); Co-owner; Investing in a tournament fishing LLC that willbe run by my son. I may occasionally participate in a tournament with him.; 3858 Shadbush Dr, , Saginaw, MI, 48603; Not Investment-Related; 06/10/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-24
  • S66 Uniform Combined State Law Examination
    2003-02-24
Designations
  • Certified Financial Planner

View on SEC IAPD

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