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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-07-23
FL RA APPROVED 2024-07-22
TX RA APPROVED 2024-07-19
  • MI RA
    APPROVED
    Since 2024-07-23
  • FL RA
    APPROVED
    Since 2024-07-22
  • TX RA
    APPROVED
    Since 2024-07-19

Branch Locations

4177 Fashion Square Blvd. Suite 4, Saginaw, MI 48603 • United States

Auburn, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Midland MI 10/2013 07/2024
Ameriprise Financial Services Llc Saginaw MI 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-17
S63 Uniform Securities Agent State Law Examination 1992-08-10
  • S66 Uniform Combined State Law Examination
    2010-11-17
  • S63 Uniform Securities Agent State Law Examination
    1992-08-10
Other Names
  • Dana Witty
  • Dana Witty

View on SEC IAPD

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