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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-29
MI RA APPROVED 2010-10-12
  • TX RA
    APPROVED_RES
    Since 2018-10-29
  • MI RA
    APPROVED
    Since 2010-10-12

Branch Locations

4215 Fashion Square Blvd. Suite 1, Saginaw, MI 48603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 09/1999 Present
Other Businesses

(1)Name of Business: 10K To Flight Address: 10291 Rathbun Rd, Birch Run, MI, 48415, United States Activity Type: Other Position/Title: Other, Coach Investment Related: No Start Date: 09/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Running Sound, providing feedback

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-12
S63 Uniform Securities Agent State Law Examination 1987-12-02
  • S65 Uniform Investment Adviser Law Examination
    1997-03-12
  • S63 Uniform Securities Agent State Law Examination
    1987-12-02

View on SEC IAPD

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