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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-11 |
| FL | RA | APPROVED | 2016-05-25 |
| AL | RA | APPROVED | 2002-08-16 |
Branch Locations
532 Boulevard Park West, Mobile, AL 36609 • United States
25 W Cedar St, Ste 108 [Satellite], Pensacola, FL 32502 • United States
Dauphin Island , AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Mobile | AL | 05/2009 | Present |
MILLENNIUM CAPITAL MANAGEMENT LLC, INV RELATED, MOBILE, AL, 100% OWNERSHIP, START 8/1/2002, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, MOBILE, AL, START 2/28/2020, 0 HRS/MONTH, 0 HRS DURING TRADING. JB HUNT LLC, INV RELATED, MOBILE, AL, 100% OWNERSHIP, START 6/25/2007, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS FINET PRACTICE BUILDING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-31 |
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