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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2004-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 12/1988 | Present |
| Bank Of America,Na | Red Bank | NJ | 12/2009 | Present |
I*32137 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GEORGE H MOSS JR MARY ALICE MOSS FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: SEA BRIGHT, NEW JERSEY 7760 NATURE OF BUSINESS: OTHER,NONPROFIT POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 7/1/2007 NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OFFICER DONATING MONEY TO VARIOUS CHARITIES I*56759 For profit or not for profit: For-Profit Organization Name of outside business organization: ROCCUS REALTY LLC Investment related: N Address of business: RED BANK, New Jersey 7701 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 8/31/2012 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Looking to provide a condo for recently divorced daughter with 3 young children who receive minimal support from ex. Want to limit my exposure hence the LLC of which I will be sole proprietor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-08 |
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