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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2000-02-16 |
| WA | RA | APPROVED | 1990-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 07/1981 | Present |
| Bank Of America,N.A. | Tacoma | WA | 06/2011 | Present |
I*2218295, Entity Type: , Name of OBA: D A D, Address: Tacoma, Washington, 98407, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 27-Feb-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-28 |
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