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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-03 |
Branch Locations
2200 Post Oak Blvd, 17Th Floor, Houston, TX 77056 • United States
Coldspring, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 11/2009 | 12/2021 |
| Bbva Securities Inc. | Austin | TX | 05/2013 | 12/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2014 | 12/2021 |
| Pnc Wealth Management | Houston | TX | 05/2022 | Present |
| Unemployed | Elgin | TX | 01/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-14 |
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