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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-10 |
| TX | RA | APPROVED | 2026-08-10 |
Branch Locations
45 Rockefeller Plaza, New York, NY 10111 • United States
300 First Stamford Place Suite 230, Stamford, CT 06902 • United States
115 West Century Road, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 12/2012 | 08/2026 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2026 |
| Rockefeller Financial Llc | Paramus | NJ | 08/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 08/2026 |
JEWISH FEDERATION OF NORTHERN NJ (UJANNJ); BOARD MEMBER; PARAMUS, NJ; ASKED TO SERVE ON THE FINANCE COMMITTEE; REVIEWING INVESTMENTS OF THE ORGANIZATION; .30 AFTER BUSINESS HOURS; 0 DURING BUSINESS; 2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-21 |
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