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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2004-06-08 |
Branch Locations
1876 Eider Ct. Suite B, Tallahassee, FL 32308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Tallahassee | FL | 01/1990 | Present |
1) The ¬Rosenberg Financial Group, LLC. DBA Financial Services and Insurance. Investment Related. Address: 1876 B Eider Ct. Tallahassee, FL. Nature of Business: Financial Services and Insurance. Position/Title/Relationship: Owner. Start Date: 04/26/2013. Hours per month: 200. Hours per month during Securities trading hours: 160. Duties/Responsibilities: This is an LLC that is used to conduct all Calton & Associates, Inc. business through including life insurance. 2) Lifepoint Church. Investment Related. Address: 1224 Pedrick Rd. Tallahassee, FL 32317. Nature of Business: Finance Committee. Position/Title/Relationship: Member of finance committee. Start Date: 02/06/1996. Hours per month: 5. Hours per month during Securities trading hours: 1%. Duties/Responsibilities: No products or services. Member of church finance committee. 3) Rosenberg Alvis Ambrose Wealth Management, Is Investment Related, 1876 Eider Ct Ste B Tallahassee FL, 32308. Nature of Business: financial services and insurance, Title: owner, Start Date: 2022-01-01, 160 hours per month,160 hours per month during trading hours, Other Compensation, commission and fees.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-28 |
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