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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2004-06-08
  • FL RA
    APPROVED
    Since 2004-06-08

Branch Locations

1876 Eider Ct. Suite B, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Tallahassee FL 01/1990 Present
Other Businesses

1) The ¬Rosenberg Financial Group, LLC. DBA Financial Services and Insurance. Investment Related. Address: 1876 B Eider Ct. Tallahassee, FL. Nature of Business: Financial Services and Insurance. Position/Title/Relationship: Owner. Start Date: 04/26/2013. Hours per month: 200. Hours per month during Securities trading hours: 160. Duties/Responsibilities: This is an LLC that is used to conduct all Calton & Associates, Inc. business through including life insurance. 2) Lifepoint Church. Investment Related. Address: 1224 Pedrick Rd. Tallahassee, FL 32317. Nature of Business: Finance Committee. Position/Title/Relationship: Member of finance committee. Start Date: 02/06/1996. Hours per month: 5. Hours per month during Securities trading hours: 1%. Duties/Responsibilities: No products or services. Member of church finance committee. 3) Rosenberg Alvis Ambrose Wealth Management, Is Investment Related, 1876 Eider Ct Ste B Tallahassee FL, 32308. Nature of Business: financial services and insurance, Title: owner, Start Date: 2022-01-01, 160 hours per month,160 hours per month during trading hours, Other Compensation, commission and fees.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-01-28
  • S63 Uniform Securities Agent State Law Examination
    1985-01-28
Designations

View on SEC IAPD

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