Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2012-03-27 |
Branch Locations
Beechwood Office Park., 2678 South Road, Poughkeepsie, NY 12601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Poughkeepsie | NY | 07/1993 | Present |
| Morgan Stanley Smith Barney | Poughkeepsie | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*506260 : Good Shepherd Church ; Investment related : No ; Rhinebeck ; New York ; Civic/Religious/Community ; Contractor(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2022 ; During business hours : 5 ; After business hours : 25 ; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-22 |
Reach out to this advisor