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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-15
FL RA APPROVED 2012-11-20
  • TX RA
    APPROVED_RES
    Since 2018-10-15
  • FL RA
    APPROVED
    Since 2012-11-20

Branch Locations

201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St. Petersburg FL 11/2012 Present
  • 11/2012 → Present
    Raymond James & Associates
    St. Petersburg, FL
Previous Registrations
  • 2009-07-30 → 2012-11-20
    Ft. Lauderdale, FL
  • 2007-04-02 → 2009-06-11
    Morgan Stanley & Co. Llc
    New York, NY
    Ft. Lauderdale, FL
  • 1995-08-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft.LAuderdal, FL
    Ft. Lauderdale, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-01-22
  • S63 Uniform Securities Agent State Law Examination
    1985-01-22

View on SEC IAPD

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