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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-11-03
NY RA APPROVED 2023-11-03
  • CT RA
    APPROVED
    Since 2023-11-03
  • NY RA
    APPROVED
    Since 2023-11-03

Branch Locations

Yorktown Heights, NY • United States

45 Knollwood Road Suite 500, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Pension Plans, Inc. East Northport NY 05/1988 Present
Fsc Securities Corporation Hartsdale NY 02/2009 11/2023
Osaic Wealth, Inc. Hartsdale NY 11/2023 Present
  • 05/1988 → Present
    Creative Pension Plans, Inc.
    East Northport, NY
  • 02/2009 → 11/2023
    Fsc Securities Corporation
    Hartsdale, NY
  • 11/2023 → Present
    Hartsdale, NY
Previous Registrations
  • 2020-08-05 → 2023-11-03
    Fsc Securities Corporation
    Hartsdale, NY
Other Businesses

1. CREATIVE PENSION PLANS, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 2 START DATE: 04/01/1988 ADDRESS: 280 N. Central Ave., Suite 312, Hartsdale NY 10530, United States DESCRIPTION: I work with small businesses regarding group benefit packages. I also work in the Medicare Insurance market advising seniors on either Medicare Supplement or Medicare Advantage. The corporation is licensed for Life Insurance (Non-Variable), Disability Insurance and LTC insurance. 2. INSURANCE AGENT POSITION: Insurance Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/1982 ADDRESS: 280 N. Central Ave., Suite 312, HARTSDALE NY 10530, United States DESCRIPTION: Writing life insurance, disability insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-30
S63 Uniform Securities Agent State Law Examination 1993-01-05
  • S65 Uniform Investment Adviser Law Examination
    2020-01-30
  • S63 Uniform Securities Agent State Law Examination
    1993-01-05

View on SEC IAPD

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