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Patrick Joseph Devaney

LPl Financial LLC

Yorktown Heights, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2021-07-29
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2021-07-29

Branch Locations

1911 Commerce Street, Yorktown Heights, NY 10598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Yorktown NY 01/2009 11/2020
Lpl Financial, Llc Jefferson Valley NY 11/2020 Present
  • 01/2009 → 11/2020
    Ameriprise Financial Services, Inc.
    Yorktown, NY
  • 11/2020 → Present
    Jefferson Valley, NY
Previous Registrations
Other Businesses

4/2009 - Business Entity For Tax/Investment Purposes Only - The Devaney Group, Inc. - Not Investment Related - 667 Rachel Dr, Yorktown, NY 10598

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-28
S63 Uniform Securities Agent State Law Examination 1996-07-01
  • S65 Uniform Investment Adviser Law Examination
    2004-09-28
  • S63 Uniform Securities Agent State Law Examination
    1996-07-01
Other Names
  • Patrick J Devaney

View on SEC IAPD

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