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Mark Fidelio

Wells Fargo Clearing Services, LLC

Yorktown Heights, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-09
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2014-04-11
  • TX RA
    APPROVED
    Since 2023-01-09
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2014-04-11

Branch Locations

1937 Commerce St, Yorktown Heights, NY 10598 • United States

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Shelton CT 05/2006 Present
Wells Fargo Advisors Llc Ossining NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ossining NY 11/2016 Present
  • 05/2006 → Present
    Wachovia Bank, N.A.
    Shelton, CT
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Ossining, NY
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Ossining, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-07
S63 Uniform Securities Agent State Law Examination 2007-10-09
  • S66 Uniform Combined State Law Examination
    2014-04-07
  • S63 Uniform Securities Agent State Law Examination
    2007-10-09

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · YORKTOWN HEIGHTS, NY
J.P. MORGAN SECURITIES LLC · YORKTOWN HEIGHTS, NY
EDWARD JONES · YORKTOWN HEIGHTS, NY
COMMONWEALTH FINANCIAL NETWORK · Katonah, NY
LPL FINANCIAL LLC · YORKTOWN HEIGHTS, NY
OSAIC INSTITUTIONS, INC. · Yorktown Heights, NY
J.P. MORGAN SECURITIES LLC · YORKTOWN HEIGHTS, NY
EDWARD JONES · CORTLANDT MANOR, NY

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