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Inactive

Ronald Marc Geffen

Elco Management Company, LLC

New York, NY

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Current Employers
Elco Management Company, Llc

369 Lexington Avenue 3Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-07
NJ RA APPROVED 2023-10-17
CA RA APPROVED 2023-10-11
CT RA APPROVED 2023-10-11
PA RA APPROVED 2023-10-11
NY RA APPROVED 2021-12-08
TX RA APPROVED_RES 2020-11-24
  • FL RA
    APPROVED
    Since 2025-01-07
  • NJ RA
    APPROVED
    Since 2023-10-17
  • CA RA
    APPROVED
    Since 2023-10-11
  • CT RA
    APPROVED
    Since 2023-10-11
  • PA RA
    APPROVED
    Since 2023-10-11
  • NY RA
    APPROVED
    Since 2021-12-08
  • TX RA
    APPROVED_RES
    Since 2020-11-24

Branch Locations

369 Lexington Avenue 3Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Revere Securities Llc New York NY 01/2016 03/2017
Burnham Asset Management New York NY 12/1990 09/2016
Rmb Capital Management New York NY 10/2016 06/2019
Elco Management Company, Llc New York NY 06/2019 Present
  • 01/2016 → 03/2017
    Revere Securities Llc
    New York, NY
  • 12/1990 → 09/2016
    Burnham Asset Management
    New York, NY
  • 10/2016 → 06/2019
    Rmb Capital Management
    New York, NY
  • 06/2019 → Present
    Elco Management Company, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-02
S63 Uniform Securities Agent State Law Examination 2016-02-23
  • S65 Uniform Investment Adviser Law Examination
    2016-05-02
  • S63 Uniform Securities Agent State Law Examination
    2016-02-23

View on SEC IAPD

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