Gerard Edward Heymann

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 05/2019
  J.P Morgan Securities Inc.
  New York, NY
• 10/2010 → 05/2019
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 05/2019 → Present
  Rbc Capital Market, Llc.
  Boca Raton, FL
• 07/2019 → Present
  City National Bank
  Boca Raton, FL

Previous Registrations

• 2019-02-08 → 2019-05-29
  J.P. Morgan Securities Llc
  New York, NY
• 2006-10-27 → 2009-06-04
  Ubs Financial Services Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

(1) Name of Entity - POOH LTD LLC Address - 475 North Federal Hwy. Fort Lauderdale FL 33301 Business Description - This is a single member LLC, set up as a passive holding company for estate planning purposes, taxed Business is not investment related Projected Start Date: 08/19/2013 Capacity: Other Duties Performed: Managing my money. Hours Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0.5 (2) Name: Doodles Too LLC Address: 5 Bay Road Southampton NY 11968 Business Description: Holding entity for Estate Planning Business is not investment related Projected Start Date: 03/06/20 Capacity: Owner - Active, Other Duties Performed: basically managing the account for the benefit of my wife and myself, and estate planning. Also maintaining our home and domestic assets. Devoted to this OBA per Month: 0.1 Hours Devoted to this OBA during business hours: 0.1

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-26
• S63 Uniform Securities Agent State Law Examination
  1982-09-07